NYSE Euronext

Results: 1102



#Item
781Finance / Stock market / NYSE Euronext / United States Securities and Exchange Commission / United States securities law / Securities Exchange Act / New York Stock Exchange / Euronext / Market maker / Financial economics / Financial markets / Investment

Notice of Filing of Proposed Rule Change to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers

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Source URL: www.sec.gov

Language: English - Date: 2011-11-14 10:50:45
782Securities / Financial markets / Depository Trust & Clearing Corporation / Futures contract / Securities Exchange Act / NYSE Euronext / Margin / Security / Clearing / Financial economics / Finance / Financial system

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: dtcc.com

Language: English - Date: 2014-06-09 21:14:40
783NASDAQ / New York Stock Exchange / New York / NYSE Euronext / Global Electronic Trading Company / Economy of the United States / New York City / NYSE Arca

Market Summary: Number of Foreign Companies Registered and Reporting with the U.S. Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2014-07-09 13:00:16
784Stock market / Self-regulatory organizations / Financial markets / Economy of the United States / NYSE Euronext / NASDAQ / U.S. Securities and Exchange Commission / Direct Edge / New York Stock Exchange / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2012-06-01 08:53:00
785Finance / Financial markets / Funds / Securities Exchange Act / SPDR / New York Stock Exchange / NYSE Euronext / Financial economics / Investment / Exchange-traded funds

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Commentary .07 to NYSE Amex Options Rule 904 to Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-T

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Source URL: www.sec.gov

Language: English - Date: 2012-06-28 15:30:25
786Finance / NYSE Euronext / Stock market / Euronext / New York Stock Exchange / Futures contract / Options Price Reporting Authority / IntercontinentalExchange / NASDAQ-100 / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 1, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings to Determine Whether to Approve or Disappr

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Source URL: www.sec.gov

Language: English - Date: 2013-10-02 08:52:57
787U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / NASDAQ / International Securities Exchange / Chicago Stock Exchange / Chicago Board Options Exchange / OMX / NYSE Arca / Direct Edge / Economy of the United States / Self-regulatory organizations / NYSE Euronext

SROs Select Short List Bids for the Consolidated Audit Trail

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Source URL: www.chx.com

Language: English - Date: 2014-07-02 23:30:38
788Finance / Options Clearing Corporation / Futures exchanges / Futures contract / Euronext / Securities Exchange Act / London International Financial Futures and Options Exchange / New York Stock Exchange / Commodity Futures Trading Commission / Financial economics / NYSE Euronext / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]November 8, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Propose

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Source URL: www.sec.gov

Language: English - Date: 2013-11-12 08:11:21
789NYSE Euronext / New York Stock Exchange / Securities Exchange Act / NYSE Listed Company Manual / U.S. Securities and Exchange Commission / Economy of the United States / Self-regulatory organization / New York City / United States / United States securities law / United States corporate law / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]October 18, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change Amending NY

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Source URL: www.sec.gov

Language: English - Date: 2013-10-21 10:52:02
790United States Securities and Exchange Commission / Financial regulation / Financial Industry Regulatory Authority / Securities Exchange Act / New York Stock Exchange / U.S. Securities and Exchange Commission / United States / NYSE Euronext / United States securities law / Self-regulatory organizations / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]December 7, 2010 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex L

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Source URL: www.sec.gov

Language: English - Date: 2010-12-08 15:01:59
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